Nine things that inspired Star Wars

This week I’m taking a break from Miseducation Misadventures to let you in on what runs through my head when I watch Star Wars. Re-watching it as an adult, I notice little things that I can trace back to their source – like the scattered mentions of spice mines and spice freighters in the first movie. Any guesses which SF novel that’s a nod to?

Here are nine sources from which Star Wars drew key ideas. If I’ve missed any interesting ones, chime in down in the comments.

1: Reproductive Biology (2,000 million BCE)

The final battle in 1977’s Star Wars involves a swarm of small starfighters approaching and seeking to penetrate the much larger orb of the Death Star. This looks a hell of a lot like a load of sperm trying to fertilise an egg, with zero-gravity space standing in for the liquid medium through which the little swimmers propel themselves. This was probably not deliberate – the imagery probably bubbled up from the filmmakers’ subconscious. It stands out all the more starkly against this pre-adolescent and mostly sexless galaxy.

2: Metropolis (1927)

And here we have a female version of C-3PO, in an experimental silent film from Weimar Germany.

3: Flash Gordon (Comic and movies, 1930s)

Star Wars took a few cues from Flash Gordon – most obviously the opening text crawl but also the general idea of a series about fun adventures in space.

4: World War Two (1939-1945)

In 1977 when Star Wars came out, World War Two was as recent as the collapse of the Soviet Union, or the first episode of The Simpsons, is to us.

And the movie helps the audience to grasp what is happening in space by using a visual language familiar to them: it has World War Two-era fighter planes in space. The Empire’s star destroyers resemble the warships of the mid-century. The Imperial officers dress like Nazis.

On the other hand, weirdly enough, Star Wars references the Nazi propaganda film Triumph of the Will. The final scene where the rebels have a rally and the human characters all get medals (a weird enough scene in itself) follows part of this notorious film very closely. An odd choice, having the good guys mimic the visuals of a genocidal regime, especially when the bad guys are clearly based on them.

5: Casablanca (1942)

In a colourful jazz bar full of diverse people, in a town full of thieves and refugees, in a desert land where an evil empire is tightening its grip, we meet a cynical smuggler who is secretly an idealist. Will he find it in himself to help the two desperate fugitives who are seeking passage to safety? Of all the cantinas in all the systems in all the galaxy…

6: Foundation by Isaac Asimov (1940s-1950s)

The story and themes of Star Wars and Foundation don’t resemble each other at all. But there are many little things which Asimov seeded in the science fiction genre which pop up in Star Wars:

  • Hyperspace travel
  • Weapons called blasters (much more lethal in Asimov)
  • A galactic empire
  • Space feudalism
  • A city which covers an entire planet (Trantor/Coruscant)
  • The wild outer rim of the galaxy
  • It goes right down to random names: Asimov’s Korellian Republic is echoed in the Corellian shipyards
  • Roguish traders who do the right thing in the end (Foundation has several Han Solos in it, who say things like ‘Never let your sense of morals prevent you from doing what is right.’)

But for Asimov, empires are fundamentally good, the roguish trader is an advertisement for a doctrine of enlightened self-interest, and mysticism is nothing but a charade. All this is at odds with the anti-authoritarianism and sincerity of Star Wars.

7: Akira Kurosawa (1930s-1980s, especially 1950s)

Japan’s most well-known film director had a huge influence on George Lucas and Star Wars. I haven’t seen The Hidden Fortress (1958) but apparently it involves two peasants who escape from a battle (like C-3P0 and R2D2) and meet a princess; there are sword fights, and in the end a bad warlord changes sides. But I’ve seen a few others, like Throne of Blood, Ran and Seven Samurai. Any of these great samurai films show themselves to be ancestors of Star Wars. There are the sword fights and the robes and Darth Vader’s helmet. In a western ear, names like Obi-Wan Kenobi have a Japanese ring to them, and the Jedi resemble an idealised version of the Samurai.

8: Dune (1965)

Frank Herbert’s Dune is riding high after Denis Villeneuve’s great film adaptation and I’ve written about it a few times before. Like Foundation, it provided a lot of ideas for Star Wars to pick up.

  • Dune is closer than Foundation to the themes of Star Wars. It is a text that was obviously written at the height of the anti-colonial struggles of the 1960s; it is pretty negative about empire; it is deeply sincere about religion and mysticism (even in charade form!).
  • The Jedi look like samurai, but they owe much to Dune‘s Bene Gesserit, an order of women who cultivate superhuman powers.
  • Both texts feature a harsh desert planet (Arrakis/Tatooine)
  • And giant worms,
  • robed nomad raiders,
  • smugglers,
  • and moisture-harvesting technology.
  • As noted above, scattered references to spice in the first Star Wars movie are another nod to Dune.
  • And once again we have space feudalism.

Foundation and Dune are the best examples I can think of, but they are stand-ins for a whole rich genre of mid-century science fiction without which Star Wars would not have existed.

9: The US War in Vietnam (1965-1973)

A few years ago Star Wars creator George Lucas confirmed in this interview that his story was fundamentally anti-colonial, that his heroic rebels were based in part on the Vietcong and that the evil empire was based on the United States – along with other past empires and freedom fighters throughout history.

Vietnam has featured just as heavily in other radically different readings of Star Wars, which is unsurprising as the war ended just a couple of years before the movie came out. I can’t remember who exactly wrote this, but the idea is that Star Wars was an infantilising nostalgic escape for a US public keen to avoid thinking about their country’s military and moral defeat in Vietnam. White people with American accents got to be the guerrilla heroes – though from the costumes to the names and decor, it is one of the strengths of Star Wars that it has never looked or felt ‘western’ (unless you mean spaghetti western, as there’s more than a hint of ersatz Mexico and Sergio Leone in there).

A last word…

The point of this is not to be like ‘Star Wars is a rip-off’ but to remind everyone that it’s just a movie, a cultural text rooted in its time. Today we have the corporate cynics for whom nostalgia is a currency and the toxic fandom for whom nostalgia and innovation are just different kinds of betrayal. The worst excesses of the fandom, I suspect, are boosted and incentivised by social media, and the back-and-forth whining and apologetics are increasingly astroturfed online by accounts which have harvested awesome volumes of engagement in the past from people bickering about fun movies, and who see the next big controversy as a payday. In all of it, Star Wars is reified, taken out of culture and history, put on a pedestal. One would think it feel from the sky. Actually the movie is a brilliant synthesis, and if Lucas had the precious and pious attitude on display in so much of the online commentary, it never would have been made at all.

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10 underrated SF novels with great concepts

A few weeks ago I wrote about Dune. As I mentioned, its underlying concept isn’t actually that great. I wrote, ‘It’s about a teenager who […] becomes emperor of the galaxy by convincing native people that he’s their god,’ and then I added something about phallic monsters.

Stated so baldly, the concept would actually put a lot of people off. The real brilliance of Dune, I argued, is in the delivery.

Here are ten Science Fiction novels which are not as well-known as Dune but which have it all: great concept and great execution.

1. The Dispossessed by Ursula K Le Guin (1974)
In The Dispossessed, the great Ursula K Le Guin sets herself the task of describing an anarcho-communist society. An inventor named Shevek has lived all his life on the arid moon of Anarres. On Anarres, all property is public and the state has ‘withered away’ – there are no police, courts or prisons, there is no money and no large-scale private property. On the basis of voluntary cooperation, this society is highly-organised and industrialised. It provides housing, food, healthcare and education to all.

But this is not one of those novels where the story is just window-dressing for a political lecture (a valid genre – The Iron Heel is very good on its own terms – but unpopular today). Anarres is not a utopia. This moon is poor in resources, so the common standard of living is not luxury. The dissolution of the family means that child-rearing can be left to institutions. Now, these institutions do a perfectly good job, but it’s obvious that Shevek has unresolved pain caused by his mother’s abdication of responsibility for him. Academic rivalry can get vicious. Political controversies still lead to violence, as we see in the first pages.

The story is about Shevek growing fed up with Anarres – though as he explores other worlds and societies, capitalist and sort-of Stalinist, he sees that they are far worse.

2. Rosewater by Tade Thompson (2016)

An alien lands in rural Nigeria. But this is not a slightly funny-looking humanoid in a flying saucer or tripod. It’s a vast biological presence, a kind of dome. Once a year it heals those afflicted by mutilation and disease, attracting a pilgrimage. But the real agenda of this alien presence is unclear.

Thompson shows how, decades later, a whole society has been reshaped by the alien presence, and we witness a shadow struggle of psychics and intelligence agencies.

3. Iron Council by China Miéville (2004)

In a time when steampunk and fantasy Victoriana were cutting-edge, Miéville posed a very relevant question: in all these gears and goggles, where’s the steampunk Karl Marx? Where’s the steampunk Paris Commune?

That suggests the premise of Iron Council, the last part of the Bas-Lag trilogy (each can be read as a standalone). Civil war engulfs the city of New Crobuzon as the old regime clings to power in the face of a workers’ uprising. All this in a dark and floridly bizarre steampunk fantasy world where convicts are punished by being turned into semi-machines, and spirals can be magical weapons of mass destruction.

In Iron Council, Miéville also asked a question that nobody else would have thought of: what if a frontier railway-builders’ strike led to the creation of a nomadic railway-borne communist republic? What if this train had to rush half-way across the world to aid the New Crobuzon Revolution?

Today’s cover image, a painting of Miéville’s New Crobuzon from Alchetron.com. Original artist unknown

4. American War by Omar El-Akkad (2017)

In the near future, the southern states of the US start a civil war over a fossil fuel ban. In this novel’s bleak vision, war is a matter of misguided desperate people being crushed physically by high-tech weaponry, and crushed mentally and spiritually by prisons.

As the war settles down to a guerrilla struggle, a federation of Arab states sends agents into the sprawling refugee camps. They groom a generation of suicide terrorists to carry on what everyone knows is a doomed struggle. And that’s not even the worst part.

This bleak story draws you in with a well-drawn world and characters. It all feels painfully real. The foreign agents are prolonging this war for their own selfish geopolitical purposes – but that’s exactly what US agencies have been doing for decades, all over the world and especially in Arab countries. This parallel seems to emerge naturally from the story and world. It is not one-to-one and it is not immediately obvious. The world and story work on its own terms – though for me the ending was bit too extravagant to be credible.

5. The Three-Body Problem by Cixin Liu (2008, trans 2014)

How would aliens communicate with humanity? Imagine intelligent life that has evolved on a world whose rules and dangers we can barely comprehend. In Liu’s novel, these aliens explain their history to us through an incredibly trippy cult videogame that they infiltrate into our cyberspace. Our characters discover and play this game. At first it seems totally bizarre, but meaning gradually emerges from it. This is how the aliens communicate with the humans, and how the novel communicates with us. We come to grasp the mind-bending cosmic reality of an alien world.

What’s with the searing flashbacks to Mao’s Cultural Revolution? This ties in thematically with the alien story. There emerges a political movement of humans, fanatics who support the aliens and hate their own species. The moral of the story, implicitly, is as follows: all hail bloody state repression, the only force that can save us from dangerous fanatics, be they Maoists or alien proxies. It’s a horrible message but implicit, not explicit, and one that is unfortunately pretty common in cutural texts from all parts of the world, the US or Britain every bit as much as China.

6. The Forever War by Joe Haldeman (1974)

A young soldier is sent to war on a distant planet. Our main character jets back and forth across the galaxy at light speed, from earth to the battlefields and back again; he ages a few months, but meanwhile on earth centuries pass.

The military sci-fi aspects are really well-realised, but the heart and soul of the book is the very literal ‘future shock’ experienced by Private William Mandella as he fights for a society he no longer understands.

7. Parable of the Sower by Octavia E Butler (1993)

In Parable of the Sower we watch a near-apocalyptic California descend into a post-apocalyptic California. But this is not Mad Max or Fallout. Violence is all around, but it is not the answer. The answer is to band together and help one another selflessly, and that is what we see happening, in spite of suspicion and scarcity.

The main character is a visionary young woman who is making up her own religion. Certain other Science Fiction prophets have used religion to wage intergalactic jihad. But in Parable of the Sower, it is a creed of compassion and mutual aid, with obvious relevance for the tasks which face our band of survivors.

Meanwhile, the causes of the collapse of society are not singular or simple. There is no alien invasion, zombie virus or nuclear strike. It’s simply that corporate power has grown to a terrible scale and has destroyed society, the economy and the environment. The start of the novel is not too distant from the reality today.

8. The Stone Sky by NK Jemisin (2017)

On the Broken Earth, devastating earthquakes are a regular occurrence. Enter the orogones, humans who can control geology with their minds. This makes them saviours but also potential destroyers; an orogene in a fit of rage can cause a whole town to collapse into an abyss.

The Stone Sky (2017) is the third part of the Broken Earth trilogy. (Yes, you have to read them in order). The Fifth Season (2015)and The Obelisk Gate (2016) are great in their own ways, but in The Stone Sky the brilliant concepts are fully-developed and the mysteries are revealed. Most importantly our characters, who have often seemed like shadowy sketches, emerge fully into the light. The relationship between the main character and her daughter define the novel, and at the climax of the story everything comes together in a single moment, a single decision. Yes, after all the horror we get a happy ending.

9. Judge Dredd: Complete Case Files 2 (1977-1979)

credits from 2000AD.com:

WRITERS CHRIS LOWDERJOHN WAGNER & PAT MILLS

ARTISTS BRENDAN MCCARTHYBRETT EWINSBRIAN BOLLANDDAVE GIBBONSGARRY LEACHMIKE MCMAHON & RON SMITH

LETTERERS TOM FRAMETOM KNIGHT & JACK POTTER

Judge Dredd and a punk biker have to cross a nuclear-wasteland USA on motorbikes. Crazy adventures ensue. This is the Cursed Earth Saga. Dredd and co are attacked by a tiny but fierce robot general, free a captive alien king, and come face to face with the cryogenically frozen president who caused the nuclear war. It’s wacky, fast-paced, gruesome and sometimes disarmingly tender.

From 2000ad.com

Dredd returns to his futuristic mega-city. He’s not there five minutes before the insane Judge Cal seizes control of the city. Inspired by the reign of Caligula, the story traces a very satisfying back-and-forth struggle between Dredd and Cal. Cal descends into ever-more ridiculous and evil excesses until finally he sentences the entire population to death and lines them up to be eaten by alien mercenaries; Dredd raises a revolution, arms the people, and links up with unlikely allies such as the sewer-dwelling mutant Fergie.

In the decades since these stories came out, Dredd has had many satirical and epic and memorable adventures. But to my mind they has never quite equalled the Cursed Earth and Judge Cal.

10. The Water Knife by Paolo Bacigalupi (2015)

Rounding off the list, an all-too-topical premise. In The Water Knife, the whole south-eastern United States have dried up. The cities are dying. Bloody struggles and intrigues unfold as leaders try everything short of all-out war to seize control of the water supplies. The ‘Water Knife’ of the title is Angel, a tough guy who secures water supplies for Las Vegas.

Something like this is going to happen. I happened to see online just the other day that the water levels in Lake Mead, Nevada, are frighteningly low. Bacigalupi brings to life what it could to mean for politics, culture and the dark underworld of organised crime and the secret state. 

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Detail from the cover of a vintage edition of The Disposessed